Back to Results
First PageMeta Content
Finance / Self-regulatory organizations / United States securities law / OTC Bulletin Board / Security / Depository Trust & Clearing Corporation / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Settlement / Financial economics / Securities / Financial system


NEWSLETTER march 2011 Corporate Actions & DTC Eligibility (FINRA RULE 6490 – Processing of Company Related Actions)
Add to Reading List

Document Date: 2012-09-17 19:07:52

Open Document

File Size: 380,62 KB

Share Result on Facebook

City

Toronto / /

Company

Depository Trust Company / The Financial Industry Regulatory Authority Inc. / Securities Dealers Inc. / AMEX / Olympia Transfer Services Inc. / /

Country

United States / /

/

Event

Reorganization / /

Facility

OTC Reporting Facility / /

/

Organization

OTC Bulletin Board / National Association of Securities Dealers / Securities Exchange Commission / FINRA / /

Person

Lisa Clarkin / Dean Naugler / Randy Gregory / Norm Hamade / /

/

Position

broker / underwriter / /

Product

Underwriting Service / /

ProvinceOrState

Ontario / /

URL

www.olympiatrust.com / /

SocialTag