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Rules Notice Guidance Note UMIR Contact: Naomi Solomon
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Document Date: 2014-12-15 10:01:04

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File Size: 77,88 KB

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Company

OTC Equities / Nasdaq / Regulation Services Inc. / /

Country

United States / Canada / /

Currency

USD / /

/

Event

Company Listing Change / /

Facility

OTC Reporting Facility / /

/

Organization

IOSCO / International Organization of Securities Commissions / U.S. Securities and Exchange Commission / OTC Bulletin Board / NASD / FINRA / /

Person

Naomi Solomon / /

/

Position

Senior Policy Counsel / Dealer / foreign dealer / U.S. broker-dealer / /

Technology

information processors / /

URL

http /

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