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Finra Rule 5320 Disclosure Rule 5320 generally provides that a broker-dealer that accepts and holds an order in an equity security from its own customer or customer of another broker-dealer is prohibited from trading tha
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Document Date: 2017-03-31 11:07:20
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Finra Rule 5320 Disclosure Rule 5320 generally provides that a broker-dealer that accepts and holds an order in an equity security from its own customer or customer of another broker-dealer is prohibited from trading tha