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Investment Advisor / Regulatory compliance / Office of the Kansas Securities Commissioner / Investment Advisers Act / Finance / Investment / Financial adviser


Dear Sir or Madame: The Ohio Division of Securities has received your application for an Investment Adviser License in Ohio by way of the Form ADV submitted through the IARD system. In accordance with the provisions of t
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Document Date: 2013-12-09 11:36:53


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Organization

Ohio Division of Securities / /

Person

LICENSING CAN BE COMPLETED / License / Kevin Armstrong / /

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Position

Securities Specialist Investment / manager of the branch office / chief compliance officer / investment adviser representative / solicitor / BE SUBMITTED BEFORE INVESTMENT ADVISER / adviser / Investment Adviser / /

ProvinceOrState

Ohio / /

URL

www.com.ohio.gov / www.com.ohio.gov/secu / /

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