Securities Dealers Inc. / ICI / Industry Regulatory Authority Inc. / /
Country
United States / /
Currency
USD / / /
Facility
Investment Company Institute / /
IndustryTerm
Web site viewing / retail dealers / bank representatives / insurance agents / printing / retail sales / Internet Web site / insurance / Internet comment form / retail broker / retail price competition / life insurance contracts / /
Organization
Division of Investment Management / Congress / Investment Company Institute / office of Regulatory Policy / STATUTORY AUTHORITY / National Association of Securities Dealers / Securities and Exchange Commission / Division of Trading and Markets / FINRA / Confirmations AGENCY / /
Person
Tamar Frankel / Hugh Owens / Ignacio Sandoval / Elizabeth Murphy / Daniel Fisher / David Schenker / Daniel Chang / / /
Position
Attorney / principal underwriter / Counsel / Governor / Counsel / Investment Trust Study / Assistant Director / Branch Chief / broker / official business days / Chief Counsel / Commissioner / Chief Counsel / Investment Trust Study / Secretary / retail broker / adviser / /