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Collective investment schemes / Financial services / Mutual fund fees and expenses / Institutional investors / Open-end fund / Mutual fund / Exchange-traded fund / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Financial economics / Investment / Funds


Proposed Rule: Mutual Fund Distribution Fees
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Document Date: 2010-07-21 17:03:02


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File Size: 1,00 MB

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City

Washington / DC / /

Company

Securities Dealers Inc. / ICI / Industry Regulatory Authority Inc. / /

Country

United States / /

Currency

USD / /

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Facility

Investment Company Institute / /

IndustryTerm

Web site viewing / retail dealers / bank representatives / insurance agents / printing / retail sales / Internet Web site / insurance / Internet comment form / retail broker / retail price competition / life insurance contracts / /

Organization

Division of Investment Management / Congress / Investment Company Institute / office of Regulatory Policy / STATUTORY AUTHORITY / National Association of Securities Dealers / Securities and Exchange Commission / Division of Trading and Markets / FINRA / Confirmations AGENCY / /

Person

Tamar Frankel / Hugh Owens / Ignacio Sandoval / Elizabeth Murphy / Daniel Fisher / David Schenker / Daniel Chang / /

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Position

Attorney / principal underwriter / Counsel / Governor / Counsel / Investment Trust Study / Assistant Director / Branch Chief / broker / official business days / Chief Counsel / Commissioner / Chief Counsel / Investment Trust Study / Secretary / retail broker / adviser / /

ProgrammingLanguage

DC / /

URL

http /

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