the Depository Trust Company / Government Sponsored Enterprises / Insurance / The Financial Services Roundtable / Hewitt Associates / The Spark Institute Inc. / See Actively Managed Exchange-Traded Funds / Pricing Redeemable Securities / Proposed Rules / National Securities Clearing Corporation / Charles Schwab & Co. Inc. / The Depository Trust & Clearing Corporation / /
Country
United States / /
Currency
USD / / /
Event
Layoffs / Reorganization / Security Buyback / /
Facility
See Investment Company Institute / Investment Company Institute / /
IndustryTerm
large automated processing systems / insurance contract / insurance company separate accounts / order processing systems / Internet Web site / appropriate mutual fund processor / insurance company separate account / permits insurance company separate / bank activities / information technology / data processing systems / payroll processing protocols / variable life insurance contracts / /
Organization
Financial Planning Association / Mutual Fund Shares AGENCY / Proposed Rules Commission / Spark Institute / Securities Industry Association / House Subcommittee on Capital Markets / American Bankers Association / Committee on Governmental Affairs / Mutual Fund Settlement / Entry and Registration Verification Service / office of Management and Budget / office of Information / office of Filings and Information Services / Investment Company Institute / office of Regulatory Policy / Committee on Financial Services / Senate Subcommittee on Financial Management / the Budget / and International Security / An / NSCC’s Fund / Securities and Exchange Commission / office of Government Affairs / Charles Schwab & Co. / /
Person
Cutler Concerning / Jonathan G. Katz / Douglas J. Scheidt / David B. Yeske / Paul F. Roye / Eric Zitzewitz / Steve Bartlett / Edward L. Yingling / Marc E. Lackritz / Cynthia M. Fornelli / Steven B. Markovitz / E. Scott Peterson / Paul G. Haaga / Jr. / William H. Donaldson / Adam B. Glazer / / /
Position
Attorney / Global Practice Leader / Counsel / President / broker / chief executive officer / independent public accountant / Deputy Director / Division of Investment Management / Executive Office / Chief Counsel / Division of Investment Management / Secretary / Director / Division of Investment Management / broker-dealer / chief compliance officer / retail dealer / Attention Desk Officer / Governor / Chairman / Vice President and Head / administrator / Executive Vice President / Major / trader / independent auditor / dealer / Global Practice Leader of Defined Contribution Services / /
ProgrammingLanguage
DC / /
Technology
appropriate mutual fund processor / information technology / html / payroll processing protocols / http / /
Proposed Rule: Amendments to Rules Governing Pricing of Mutual Fund Shares