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SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 20, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to t
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Document Date: 2013-09-23 11:20:27


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Company

Depository Trust Company / NYSE Arca Inc. / First Trust Advisors L.P. / Standard & Poor / Deposit Securities / The NASDAQ Stock Market LLC / New York Stock Exchange / Fitch Inc. / First Trust Portfolios L.P. / First Trust High Income Fund / Brown Brothers Harriman & Co. / National Securities Clearing Corporation / Moody’s Investors Service Inc. / /

Country

United States / /

Event

M&A / Funding / Credit Rating / Dividend Issuance / Security Buyback / /

IndustryTerm

bank / bank time deposits / /

Organization

WisdomTree Global Real Return Fund / WisdomTree Emerging Markets Corporate Bond Fund / U.S. government / Board of Trustees / Creation Unit / I. Self-Regulatory Organization / Securities and Exchange Commission / Self-Regulatory Organization / U.S. Treasury / Participating Party / Intermarket Surveillance Group / /

Position

broker dealer / principal underwriter / custodian / An investment adviser / investment adviser and the broker-dealer / broker / investment adviser / administrator / dealer / sub adviser / Adviser / /

ProvinceOrState

Massachusetts / /

URL

http /

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