Unaffiliated Open-End Investment Companies / RiverNorth Capital Management LLC / SubAdviser Group / Unaffiliated Closed-End Investment Company / Sub-Adviser Group / Unaffiliated Investment Companies / Unaffiliated Open-End Investment Company / ALPS Distributors Inc. / Affiliated Funds / RiverNorth Funds / Underlying Funds / Unaffiliated Investment Company / Underlying Open-End Funds / Unaffiliated Funds / /
Event
M&A / Funding / /
IndustryTerm
investor services / http /
Organization
Fund of Funds Affiliate / Division of Investment Management / Underlying Fund / Fund of Funds / Unaffiliated Fund / Chief Counsel’s Office / Securities and Exchange Commission / Affiliated Fund / NASD / FINRA / /
Person
Elizabeth M. Murphy / David P. Bartels / Laura J. Riegel / / /
Position
principal underwriter / officer / director / same investment adviser / Branch Chief / Broker / writer / Senior Counsel / investment adviser / director / trustee / trustee / investment adviser / director / trustee / advisory board member / dealer / Secretary / Adviser / trustee / advisory board member / investment adviser / /
SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]RiverNorth Funds, et al.; Notice of Application February 18, 2014 Agency: Securities and Exchange Commission (“Commission”). Ac