financial products / foreign bank / state law / bank / corporate administrative services / nonaudit services / insurance / investment management services / fund services / bank clients / law / compliance services / state banking / /
Organization
Comptroller of the Currency / Fund Board / Commodity Futures Trading Commission / National Futures Association / Board of Directors/Trustees Fund Counsel Independent Public Accountant Shareholders officers MUTUAL FUND Custodian Transfer Agent / Federal Reserve Board / Federal Deposit Insurance Corporation / U.S. Securities and Exchange Commission / Independent Directors Council / Particular Board / /
Person
Oversight Responsibilities / /
Position
Adviser /Manager Principal / attorney / Principal Underwriter / chief compliance officer / Custodian / operators and commodity trading advisors / Counsel / guard / Investment Adviser/Manager / also called investment manager / manager / broker / Director Independence / Independent Counsel / Fund Counsel / investment adviser / Administrator / Independent Public Accountant / accountant / bank custodian / General / Underwriter / legal counsel / adviser / Director Orientation / separate legal counsel / TERM Forward / /
Fundamentals for Newer Directors February 2014 Information about the role and responsibilities of fund directors,