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Administrative Proceeding: Charles Schwab Investment Management; Charles Schwab & Co., Inc.; and Schwab Investments
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Document Date: 2011-01-11 12:41:39

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File Size: 143,89 KB

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City

San Francisco / /

Company

Schwab-Related Funds / Charles Schwab Investment Management Inc. / MBS / Various CS&Co. / Schwab Bank / Schwab Investments / the Charles Schwab Corporation / Charitable Fund / Charles Schwab Corp. / Lead / CS&Co. / Schwab Holdings Inc. / Target Date Funds / New York Stock Exchange. / NAV / Schwab Target Date Funds / Morningstar / YieldPlus Fund / Charles Schwab & Co. Inc. / /

Country

United States / /

Currency

USD / /

Event

Funding / M&A / Person Communication and Meetings / /

Facility

United States District Court / /

IndustryTerm

product placement / management / retail investors / attractive yield product / private lenders / sales communications / cash products / /

Organization

United States District Court for the Northern District of California / Total Bond Fund / Charitable’s Investment Oversight Committee / U.S. government / Schwab YieldPlus Fund / Schwab Total Bond Market Fund / FINRA / Securities and Exchange Commission / NASD / /

Position

Chief Investment Officer / Advisor / senior portfolio manager / portfolio manager / President / registered broker-dealer / same portfolio manager / Chief Operating Officer / fund accountant / investment adviser / Lead Portfolio Manager / the President 8 / Lead Portfolio Manager / the President / representative / registered investment adviser / COO / adviser / Lead Portfolio Manager / /

ProvinceOrState

Delaware / California / Massachusetts / /

URL

http /

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