Unaffiliated Open-End Investment Companies / Red Bank / Sub-Adviser Group / Unaffiliated Investment Companies / Unaffiliated Open-End Investment Company / Underlying OpenEnd Funds / Underlying Funds / Absolute Shares Trust / Unaffiliated Investment Company / Underlying Open-End Funds / Unaffiliated Funds / UITs / Act (“Section 12(d)(1)(G) Fund / Unaffiliated Closed-End Investment Company / Affiliated Funds / Millington Securities Inc. / Foreside Fund Services LLC / /
Event
Funding / M&A / Business Partnership / /
Facility
Three Canal Plaza / /
IndustryTerm
http /
Organization
Fund of Funds Affiliate / Division of Investment Management / Fund of Funds / Fund of Funds Affiliate6 / FINRA / Underlying Fund / Unaffiliated Fund / Chief Counsel’s Office / Securities and Exchange Commission / Affiliated Fund / NASD / /
Person
Don Schreiber / Jr. / Daniele Marchesani / Anil K. Abraham / / /
Position
principal underwriter / Advisor / officer / director / same investment adviser / Broker / Branch Chief / director / trustee / trustee / investment adviser / director / trustee / advisory board member / Senior Special Counsel / Adviser Group / Secretary / writer / investment adviser / registered investment adviser / dealer / adviser / trustee / advisory board member / investment adviser / /
SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Absolute Shares Trust, et al.; Notice of Application June 12, 2014 Agency: Securities and Exchange Commission (“Commission”). A