The New York Stock Exchange / Commission Hearing / Ford / Chrysler / RAND Corporation / /
Currency
USD / / /
Event
Person Communication and Meetings / / /
IndustryTerm
retail level / fund brokerage / retail investment / retail seller / mutual fund sellers / investment products / similar and competitive securities products / retail brokerage / retail compensation / similar products / retail securities products / large retail firms / member fund sellers / historic retail compensation system / retail distribution channel / large retail / retail investors / /
Organization
Associate Director Division of Investment Management / Wharton School / Securities and Exchange Commission / Exchange / OFFICE OF THE SECRETARY / NASD / /
Person
Andrew J. Donohue / Annette L. Nazareth / David Silver / Robert E. Plaze / / /
Position
Chairman / Director / General Counsel and President of the Investment / selling broker / Commissioner / Morris Secretary / usher / dealer / /
OFFICE OF THE SECRETARY ( August 3,2007 Ms. Nancy M. Morris