Synaptics Inc. / Greenhill & Co. Inc. / Chicago Board Options Exchange / Joseph A. Bank Clothiers Inc. / Nutritional Company Mead Johnston Nutritional Company Life Partners Holdings Inc. / A. Bank Clothiers Inc. / Security American International Group Inc. / A-Power Energy Generation Systems Ltd. / Texas Industries Inc. / SBA Trading / AMEDISYS Inc. / American Stock Exchange / American International Group Inc. / Talbots Inc. / Origin Agritech Limited / RINO International Corporation / Citigroup Inc. / Options Clearing Corporation / Shanda Interactive Entertainment Ltd. / The Charles Schwab Corporation / optionsXpress Holdings Inc. / Under Armour Inc. / OSIRIS Therapeutics Inc. / Nutritional Company Mead Johnston Nutritional Company MannKind Corp. / Life Partners Holdings Inc. / brokersXpress LLC / Interoil Corporation / Sears Holding Corporation / China Sky One Medical / Chipotle Mexican Grill Inc. / BioCryst Pharmaceuticals Inc. / optionsXpress International Inc. / ALA Trading LLC / OX Trading LLC / Financial Industry Regulatory Authority / 204T / National Securities Clearing Corporation / Mead Johnson Nutrition Company / Direxion Daily Financial Bull 3X Shares FUQI International Inc. / M&T Bank Corp. / Citigroup Inc. China / optionsXpress Inc. / /
office of Thrift Supervision / US Federal Reserve / Division of Enforcement / Securities and Exchange Commission / /
Person
Scott H. Arenstein / Brian A. Arenstein / Thomas E. Stern / Jonathan I. Feldman / /
Position
Chief Financial Officer / board member / broker / Senior Vice President at a regional savings bank / Chief Financial Officer / Secretary / Director / and Chief Compliance Officer / broker-dealer / President and Chief Executive Officer / Chief Compliance Officer and Director / Chief Financial Officer and Director / Chief Administrative Officer / dealer / CFO / clearing broker / /
optionsXpress, Inc., Thomas E. Stern, and Jonathan I. Feldman