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Chicago Board Options Exchange / Buy-write / Brady material / Brady v. Maryland / Economy of the United States / Brady / Exculpatory evidence / OptionsXpress / SEC Rule 10b-5 / Financial economics / Options / Investment


OPTIONSXPRESS, INC., et al.
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Document Date: 2013-10-16 18:31:15


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Company

Harris Clare & Co. / Chicago Board Options Exchange / Conti Fenn & Lawrence LLC / KPMG Peat Marwick LLP / Wilson / Mister Discount Stockbrokers Inc. / Haight & Co. / Financial Industry Regulatory Authority / National Securities Clearing Corporation / NYNEX Corp. / OPTIONSXPRESS INC. / /

Country

United States / /

Event

Diplomatic Relations / Force Majeure / /

Facility

Thomas C. Bridge / /

IndustryTerm

work product / internal staff communications / internal work product / telephone conversations / /

Organization

Pentagon / Supreme Court / FDIC / Division of Enforcement / Securities and Exchange Commission / /

Person

David T. Fleischman / Joseph Jett / Gregory T. Lawrence / Sidney C. Eng / Brady Stern / Mitchell M. Maynard / Frederick L. Block / Warren Lammert / Eric J. Brown / Elizabeth Bamberg / John Montelbano / THOMAS E. STERN / JONATHAN I. FELDMAN / /

Position

chief financial officer / clearing broker-dealer / administrative law judge / law judge / vacating law judge / broker-dealer / public official / Assistant Chief Litigation Counsel / The Initial Decision The law judge / official / public document / option writer / hearing officer / judge / /

Product

Settlement / /

ProvinceOrState

Maryland / Pennsylvania / /

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