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Economy of the United States / Financial regulation / Dot-com / OptionsXpress / Financial services / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / Securities Exchange Act / MERS / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission


Ox Trading, LLC, optionsXpress, Inc., and Thomas E. Stern
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Document Date: 2013-08-07 16:36:14

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File Size: 38,50 KB

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Company

OX TRADING LLC / OPTIONSXPRESS INC. / /

Country

United States / /

Organization

Division of Enforcement / Securities and Exchange Commission / /

Person

THOMAS E. STERN / Jonathan I. Feldman / Brenda P. Murray / /

Position

chief financial officer / chief financial officer / secretary / director / and chief compliance officer / broker-dealer / registered broker-dealer / same counsel / Murphy Secretary / Judge / unregistered dealer / /

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