Peabody Coal Co. / TD Ameritrade Inc. / Gualario & Co. / OPTIONSXPRESS INC. / Beacon Financial Group / /
Country
United States / /
Facility
Terrence Gallery / /
Organization
Securities and Exchange Commission / FINRA / /
Person
Peter Bottini / Jeremy Alex Coronado / David S. Frankel / Phillip Hoeh / Thomas Gemmell / Robert Kurzatkowski / Kevin Strine / Jonathan I. Feldman (Feldman) / THOMAS E. STERN / Andrew Wallin / JONATHAN I. FELDMAN / Brenda P. Murray / Scott Tortorella / Mark Zelezny / /
Position
Custodian / Director the Division / Director of the Division / Metropolitan Corporate Counsel / Director / director of the Division of Enforcement / Director / the Division / representative / Division representative / Chief Administrative Law Judge / Representative Division of Enforcement / Director of the Assistant Division / /
Optionsxpress, Inc., Thomas E. Stern, and Jonathan I. Feldman