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Financial regulation / Dot-com / OptionsXpress / Financial services / Administrative law judge / Securities Exchange Act / Law / U.S. Securities and Exchange Commission / Securities Act / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress


OX Trading, LLC, optionsXpress, Inc., and Thomas E. Stern
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Document Date: 2013-07-01 16:01:46

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File Size: 18,07 KB

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Company

OX Trading LLC Securities / OX TRADING LLC / OPTIONSXPRESS INC. / /

Organization

COMMISSION FOR EXTENSION On / Securities and Exchange Commission / SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / /

Person

Brenda P. Murray / THOMAS E. STERN / /

Position

Chief Administrative Law Judge / parties and legal counsel and the same administrative law judge / /

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