FUND MALVERN / DENVER / IRVINE / CINCINNATI / SAN FRANCISCO / HALTOM CITY / DALLAS / LISLE / HOUSTON / LEHI / NEWARK / BOSTON / ALLIS / NEW YORK / NEWPORT BEACH / MADISON / PHILADELPHIA / WHEATON / LOUIS / PARSIPPANY / PORTLAND / COLUMBUS / WALNUT / LOS ANGELES / GALLATIN / JERSEY CITY / EDINA / MILWAUKEE / CHICAGO / WEST ALLIS / ST PETERSBURG / VALUE PARSIPPANY / ARLINGTON / CHARLOTTE / /
Company
Filed ORGPIX INC / AEQUITAS INCOME OPPORTUNITY FUND 2 LLC / Filed MODMARKETE LLC / JT FIELDS DEVELOPMENT LP / ADVISORS DISCIPLINED TR 1332 EMERGING / TOLERO PHARMACEUTICALS INC / FORUM FUNDS LMCG / LP ICONIQ ACCESS 12 LP / TTCP EXECUTIVE FUND 8 LLC / BION ENVIRONMENTAL TECHNOLOGIES INC / WST INVESTMENT TR WST ASSET MANAGER US / Filed 1905 PARTNERS LLC / SPINAL SIMPLICITY LLC / REALTYSHARES 45 LLC / INSIGHTRA MEDICAL INC / METAMODELING ANALYTICS LLC / SK CAPITAL PARTNERS / CREDOS FLOATING RATE FUND LP / AQUARIUS CANNABIS INC NV / ALLIANCEBERNSTEIN BOND FUND INC / CHCP DIRECT INVESTORS LP / NUVEEN / WI SERIES TR 2 PANTHER SMALL CAP FUND / MANOR INVESTMENT FUNDS INC / JONES FINANCIAL CO LLLP / GOLDEN RIDGE ROAD LLC / SCOTT LEASE JOINT VENTURE / DOW JONES / LAND INC / KNIGHTHEAD DOMESTIC FUND LP / ADVISORS DISCIPLINED TR 1331 BUSINESS DEVELOPMENT CO / COUCH9 LLC / GATOSK OPERATING CO LLC / PRUDENTIAL WORLD FUND INC / PRUDENTIAL INVESTMENT PORTFOLIOS INC / /
Event
Business Partnership / Dividend Issuance / /
Facility
SERIES MONUMENT / Registered MONUMENT / /
NaturalFeature
Division Firm Name Date Received File Number Status VERTICAL CAPITAL ROCKY MOUNT / NJ VERTICAL CAPITAL ROCKY MOUNT / /
Organization
CHARLOTTE NC / NJ FUND / LLC TTCP EXECUTIVE FUND / INC ACHIEVEMENT FUND LTD AEQUITAS INCOME OPPORTUNITY FUND / INVESTORS TR VERTICAL NC CAPITAL DEFINED RISK FUND / /
Person
BERWYN HEIGHTS / /
Position
ADVISOR / ADVISORS / ADVISORS CORPORATE TR / ADVISORS CORPORATE TR NAVELLIER DIAL HIGH INCOME OPPORTUNITIES PORTFOLIO SERIES / Registered ADVISORS / Securities Division Firm Name Location Date Received File Number Status ADVISORS / RICHARD BERNSTEIN ADVISORS / /
Product
VALUE DIVIDEND FOCUS PORTFOLIO SERIES 19 LISLE / /
All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name RESOURCE REAL ESTATE