Back to Results
First PageMeta Content
Financial regulation / Law / Rule 144A / Troy A. Paredes / Securities Act / S7 / Solicitation / Dodd–Frank Wall Street Reform and Consumer Protection Act / Wall Street reform / United States Securities and Exchange Commission / United States securities law / United States federal banking legislation


MEMORANDUM October 9, 2012 To: File Nos. S7[removed]and S7-21-11
Add to Reading List

Document Date: 2012-10-10 13:42:00


Open Document

File Size: 90,91 KB

Share Result on Facebook

Company

TPGAxon Capital Management / Sullivan & Cromwell / HBK Capital Management / Lone Pine Capital / /

Event

Person Communication and Meetings / /

Organization

Managed Funds Association / Saurabh K. Shah office of Commissioner Troy A. Paredes S7-07-12 / /

Person

Schulte Roth / David C. Haley / Paul N. Roth / Daniel M. Gallagher / Michael Gismondi / Anil K. Abraham / Saurabh K. Shah / Kenneth M. Raisler / Benjamin Allensworth / Jeffrey Wechselblatt / Troy A. Paredes / /

Position

President and Managing Director / Chief Operating Officer / counsel / Associate General Counsel / General / Commissioner / General Counsel and Chief Compliance Officer / bad actor / /

SocialTag