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United States Securities and Exchange Commission / Business / Financial regulation / Finance / Securities Exchange Act / OTC Bulletin Board / OTC Markets Group / Securities Act / Regulation S-X / United States securities law / SEC filings / 73rd United States Congress


Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Limit the Eligibility for Quotation on the OTCBB of the Securities of an Issuer That Is Repeatedly Delinquent in Its Periodic Reporting Oblig
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Document Date: 2005-11-18 17:10:53


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File Size: 159,43 KB

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Company

Securities Dealers Inc. / The Nasdaq Stock Market Inc. / NASD’s / /

Country

United Kingdom / /

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Event

FDA Phase / Delayed Filing / Person Communication and Meetings / /

IndustryTerm

certain other services / insurance / quotation services / applicable market maker / /

Organization

Public Company Accounting Oversight Board / National Association of Securities Dealers / Securities and Exchange Commission / NASD / /

Person

Nancy Sanow / Arnold Golub / Tim Fox / Edward S. Knight / Jonathan G. Katz / Andrea Orr / John Meade / /

Position

Assistant General Counsel / Attorney / unqualified auditor / Executive Vice President and General Counsel / Secretary Assistant General Counsel / Vice President / Attorney / Division of Market Regulation / Special Counsel / Division of Market Regulation / auditor / Secretary / Assistant Director / Division of Market Regulation / /

Product

NASD-2005-011 / /

URL

www.otcbb.com / /

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