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SEC Rule 10b-5 / United States securities law / U.S. Securities and Exchange Commission


Opinion: Phillip J. Milligan
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Document Date: 2010-03-26 15:33:53


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File Size: 52,25 KB

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City

New York / /

Company

Pilot Transport Inc. / J.P. Milligan & Co. / Murphy Secretary 23 Richard C. Spangler Inc. / /

Country

United States / /

Currency

USD / /

Event

Judicial Event / M&A / Person Communication and Meetings / /

Facility

bar Respondent / United States District Court / /

IndustryTerm

bank account / wire communications / /

Organization

U.S. Securities and Exchange Commission / United States District Court for the Eastern District / SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / UN Court / FDIC / Division of Enforcement / Securities and Exchange Commission / /

Person

Jimmy Dale Swink / Jeffrey L. Gibson / James E. Franklin / Bohdan S. Ozaruk / Gary M. Kornman / PHILLIP J. MILLIGAN / William E. Lincoln / Julius Shiva / John Francis D'Acquisto / I. Phillip J. Milligan / Nolan Wayne Wade / Justin F. Ficken / Michael J. Markowski / Michael Batterman / Vyacheslav Steven Zubkis / Christopher A. Lowry / Marshall E. Melton / Jack Kaufman / Michael T. Studer / Scott B. Gann / /

Position

attorney / counsel / president / broker / administrative law judge / law judge / registered broker-dealer / The law judge / Chairman / magistrate judge / THE COMMISSION BROKER-DEALER / hearing officer / dealer / judge / founder / /

ProvinceOrState

New York / /

PublishedMedium

the Order Instituting Proceedings / /

SocialTag