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COMMISSION NEWS ARIZONA CORPORATION COMMISSION, 1200 W. WASHINGTON, PHOENIX, AZ[removed]TO: EDITORS, NEWS DIRECTORS FOR: IMMEDIATE RELEASE DATE: September 19, 2003
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Document Date: 2013-08-07 17:01:45

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City

PHOENIX / WASHINGTON / /

Company

Citigroup Global Markets Inc. / Salomon Smith Barney / Investor Protection Trust / UBS Warburg LLC / U.S. Bancorp Piper Jaffray Inc. / UBS Paine Webber LLC / Goldman Sachs & Co. / Bear / Stearns & Co. / Inc. / Morgan Stanley & Co. Inc. / COMMISSION NEWS ARIZONA CORPORATION / J.P. Morgan Securities Inc. / Lehman Brothers Inc. / Credit Suisse First Boston LLC / /

Currency

USD / /

Event

Person Travel / Name Change / /

IndustryTerm

securities law violations / investment banking fees / investment banking community / investment banking compensation / investment banking transaction / investment banking / /

Organization

Arizona Corporation Commission / Research Recommendations Committee / Arizona State General Fund / Investor Education Fund / NEWS ARIZONA CORPORATION COMMISSION / Arizona General Fund / /

Person

Heather Murphy / Bill Mundell / Mike Gleason / Jim Irvin / Jeff Hatch-Miller / Marc Spitzer / /

/

Position

Commissioner / settlements Chairman / settlement Commissioner / /

ProvinceOrState

Arizona / /

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