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COMMISSION NEWS ARIZONA CORPORATION COMMISSION, 1200 W. WASHINGTON, PHOENIX, AZ[removed]TO: EDITORS, NEWS DIRECTORS FOR: IMMEDIATE RELEASE DATE: April 28, 2003
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Document Date: 2013-08-07 16:34:19

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City

PHOENIX / WASHINGTON / /

Company

Citigroup Global Markets Inc. / Arizona Corporation / Investor Protection Trust / UBS / UBS Warburg LLC / U.S. Bancorp Piper Jaffray Inc. / Fenner & Smith Incorporated / Goldman Sachs & Co. / Morgan Stanley & Co. Incorporated / Lehman / COMMISSION NEWS ARIZONA CORPORATION / Credit Suisse First Boston LLC / Salomon Smith Barney Inc. / Merrill Lynch / New York Stock Exchange / Bear / Stearns & Co. Inc. / J.P. Morgan Securities Inc. / /

Country

Puerto Rico / Mexico / Canada / /

Currency

USD / /

Event

Business Partnership / /

IndustryTerm

securities law violations / investment banking clients / investment banking colleagues / /

Movie

Wall Street / /

Organization

Arizona Corporation Commission / Arizona’s General Fund / IPT / Arizona Corporation Commission’s Securities Division / General Fund / Arizona General Fund / U.S. Securities and Exchange Commission / Congress / North American Securities Administrators Association / Arizona State Legislature / NASD / /

Person

Robert Glauber / Christine Bruenn / Eliot Spitzer / Dick Grasso / Heather Murphy / William H. Donaldson / /

/

Position

President / Chairman and CEO / York Attorney General / analyst / Attorney General / Securities and Exchange Commission Chairman / adviser / /

ProvinceOrState

Illinois / Connecticut / District of Columbia / Oklahoma / California / Arizona / New York / /

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