Back to Results
First PageMeta Content
Securities research / Defendant / Security / Financial system / Finance / Mutual fund scandal / Securities Fraud Deterrence and Investor Restitution Act / Financial services / Financial economics / Lawsuit


FINAL JUDGMENT AS TO DEFENDANT U.S. BANCORP PIPER JAFFRAY INC.
Add to Reading List

Document Date: 2004-06-10 10:37:42

Open Document

File Size: 906,72 KB

Share Result on Facebook

Company

DEFENDANT U.S. BANCORP / New York Stock Exchange Inc. / U.S. BANCORP PIPER JAFFRAY INC. / NASD Inc. / Distribution Funds / /

Country

Puerto Rico / /

Currency

USD / /

IndustryTerm

transportation / investment banking transaction / investment banking clients / investment banking relationship / investment banking / /

Organization

U.S. Bancorp Piper Jaffray Inc. Distribution Fund / Distribution Fund / Federal Reserve Bank of New York / UN Court / Administrative office of the United States Courts / Securities and Exchange Commission / NASD / /

Person

IT IS FURTHER ORDERED / /

Position

manager in an investment banking transaction / counsel / Director / Administrator for all the Related Actions / Administrator / Clerk / analyst / dealer / underwriter / lead manager in an investment / legal counsel / /

ProvinceOrState

District of Columbia / /

SocialTag