Vanguard Index Funds / The Depository Trust Company / DB Commodity Services LLC / Cutler LLP / The NASDAQ Stock Market LLC / Trust Actively Managed Fixed Income Exchange Traded Fund / Financial Industry Regulatory Authority Inc. / Sidley Austin Brown & Wood LLP / Grail Advisors ETF Trust / Ledyard & Milburn LLP / ETF / First Trust Portfolios L.P. / Portfolio Securities / streetT RACKS Gold Trust / Katten Muchin Rosenman LLP / ALPS ETF Trust / WisdomTree Trust / Creation Units / Bear Stearns Active ETF Trust / First Trust Advisors L.P. / WisdomTree Asset Management Inc. / MSCI EAFE Growth Index Fund / AdvisorShares Trust / The Vanguard Group / Dorsey / Wright & Associates / New York Stock Exchange / Foley & Lardner LLP / Walker LLP / FTSE/Xinhua China 25 Index Fund / Dow Jones / Clifford Chance US LLP / National Securities Clearing Corporation / iShares Trust / FaIT & Gallagher LLP / Morgan / Lewis & Bockius / LLP / The American Stock Exchange / MSCI EAFE Value Index Fund / Exchange Traded Index Funds / /
Country
United States / / /
Event
Company Listing Change / Security Buyback / Business Partnership / M&A / /
IndustryTerm
operational processing / quotation systems / Internet IndexsM Fund First / Internet Composite IndexsM / /
MarketIndex
NYSE Arca Biotechnology / MSCI EAFE Value / FTSE/Xinhua China 25 / Dorsey Wright Focus Five / MSCI EAFE Growth / /
Movie
) / through the National Securities Clearing Corporation ( / /
Organization
Financial Industry Regulatory Authority / Fresco Index Shares Fund / Securities Industry Association / Trading Fund Trust / Participating Party / FINRA / Division of Trading / DB Commodity Index Tracking Fund / Board of Trustees / Creation Unit / Josephine J. Tao Assistant Director Division of Trading / Securities Industry Association Derivative Products Committee / Securities and Exchange Commission / /
Person
W. John McGuire / Domenick Pugliese / James A. Brigagliano / Jack P. Drogin / Michael Schmidtberger / Ira Hammerman / Stuart M. Strauss / Racquel L. Russell / Kathleen H. Moriarty / George T. Simon / Benjamin Haskin / Brian A. Bussey / Offce / Mary Joan Hoene / Josephine Chapman / Claire P. McGrath / Josephine J. Tao / Catherine McGuire / Stuart Strauss / Suzanne M. Russell / / /
Position
distributor and principal underwriter / Chief Counsel / Division of Market Regulation / Director / Division of Trading and Markets / custodian / Advisor / Branch Chief / Assistant Director / Division / Director / Division of Market Regulation / Vice President and General Counsel / Deputy Director / Division / Acting Associate Director / Division of Market Regulation / broker-dealer / Vice President and Special Counsel / investment adviser / Assistant Chief Counsel / Division of Market Regulation / Assistant Director / Division of Trading and Markets / Assistant Director / Division of Market Regulation / /
Incoming Letter: Request of First Trust Exchange-Traded Fund VI for Exemptive, Interpretive and/or No-Action Relief from Rule 10b-17 and Rules 101 and 102 of Regulation M promulgated under the Securities Exchange Act of