Citigroup Global Markets Inc. / BNP Paribas / UBS / State Street Bank / Royal Bank of Canada / Deutsche Bank / Goldman Sachs & Co. / Wells Fargo / JP Morgan Chase & Co. / Morgan Stanley / FX / Lehman Brothers Holdings Inc. / HSBC Securities (USA) Inc. / Trust Company / Bank of America / CLS Bank / Financial Markets Lawyers Group / Bank of New York Mellon / Central Bank Survey / /
Continent
North America / /
Country
Mexico / United States / Canada / /
Currency
USD / /
Event
Reorganization / /
IndustryTerm
multi-dealer electronic communication networks / prime brokers / insurance / risk management / prime brokerage / prime broker / real-time price transparency / economic activities / /
Organization
Commodity Futures Trading Commission / U.S. Department of the Treasury / Bank of Canada / Congress / G-20 / Federal Reserve Bank of New York / US Federal Reserve / London Foreign Exchange Joint Standing Committee / Foreign Exchange Committee / Securities and Exchange Commission / New York Federal Reserve Bank / /
Person
Treasury / /
Position
executing dealer / and the prime broker / prime broker / Treasury Secretary / broker / swap dealer / executing dealer / Security-Based Swap Dealer / Secretary of the Treasury / executing dealer and the prime broker / Special Entity‟s independent representative / prime broker and the executing dealer / Executive / Major / Secretary of the Treasury‟s proposed determination / Dealer / /
July 31, 2012 Foreign Exchange Markets and Dodd-Frank Act Transaction Rules This paper is being submitted by the Financial Markets Lawyers Group (“FMLG”),1 a group which is sponsored by the Federal Reserve Bank of N