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Financial system / Liquidity risk / Trading room / Mark-to-market accounting / Foreign exchange market / Prime brokerage / Futures contract / Repurchase agreement / Derivative / Financial economics / Finance / Financial markets


Guidelines for Foreign Exchange Trading Activities May 2008 Revised November 2010 Introduction
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Document Date: 2010-11-22 12:15:51

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File Size: 190,37 KB

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Company

Automated Trading Systems / Electronic Trading ELECTRONIC TRADING / Electronic Communication Networks / MISTRADES ELECTRONIC TRADING / Off-Site Trading / LOSS/PROFIT ORDER-PATH-DEPENDENT TRANSACTIONS Trading / UNNAMED COUNTERPARTIES Trading / Twenty-Four-Hour Trading / /

Country

United States / /

Currency

EUR / /

Event

Reorganization / /

IndustryTerm

internal auditors / prime broker / company-approved accounting policies / law enforcement authorities / management information/monitoring systems / execution systems / bank staff / capital market products / internal processing systems / inadequate systems / sound risk management / bank / external auditors / deal processing / settlement systems / identifier systems / risk management / information systems / electronic dealing systems / Operational/technology / room management / similar identifier systems / electronic commerce / /

Organization

office of Foreign Assets Control / Foreign Exchange Committee / /

Position

prime broker / Customer Block Trades Investment advisors / manager trades / investment manager / advisors / broker / correspondent / executing dealer / independent professional accounting counsel / dealer and the prime broker / voice broker / investment advisors / trader / dealer / /

Technology

Systems Controls INFORMATION SECURITY As technologies / simulation / /

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