| Document Date: 2012-04-23 09:27:20
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Company Intermarket Surveillance Group / Financial Information Forum / / Country United States / / Event Reorganization / / IndustryTerm large traders / prime broker / large trader / average price processing accounts / technology / / Organization Securities Industry and Financial Markets Association / Securities and Exchange Commission / FINRA / / Person David Shillman / Ann L. Vlcek / Robert Cook / Manisha Kimmel / Sean Davy / David S. Shillman / / Position trader / a registered broker-dealer / Broker-Dealer / prime broker / Director / Division of Trading and Markets / Executive Director / Director / Director / Division / broker / Managing Director / self-clearing broker-dealer / clearing broker-dealer / registered broker-dealer / originating broker / trader / General Counsel / clearing broker / / URL http /
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Order Temporarily Exempting Broker-Dealers from the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 under the Securities Exchange Act of 1934 and Granting an Exemption for Certain Securities Transacti