Standard & Poor / Van Kampen Investments / International Private Client Group / Dean Witter / Discover & Co / Currency Protected Securities / MS&Co. / Osaka Securities Exchange / Morgan Stanley & Co. Incorporated / Stock Exchange American Stock Exchange New York Stock Exchange / Derivatives Policy Group / Securities Dealers Inc. / Exchange New York Stock Exchange Pacific Exchange New York Stock Exchange / Morgan Stanley Asia Limited / New York Stock Exchange. / non-Japan Asia / Dow Jones / Singapore International Monetary Exchange Ltd. / Securities Investor Protection Corporation / Morgan Stanley Group Inc. / Tokyo Stock Exchange / MSCI Morgan Stanley Capital International Inc. / Princes Gate Investors II L.P. / Hong Kong Futures Exchange Ltd. / Hong Kong Ltd. / Overview Morgan Stanley Dean Witter & Co. / Bank Morgan Stanley AG / Morgan Stanley Derivative Products Inc. / Depositary Share / AAA Account / Exchange New York Stock Exchange / Morgan Stanley Dean Witter & Co. / Dean Witter Reynolds Inc. / Morgan Stanley Market Products Inc. / Deutsche Borse AG / Morgan Stanley Japan Limited / Exchange New York Stock Exchange American Stock Exchange / Eurex Deutschland / Tokyo International Financial Futures / Federal Home Loan Mortgage Corp. / London Stock Exchange / Morgan Stanley & Co. International Limited / Discover Brokerage Direct Inc. / /
Continent
Europe / Asia / /
Country
Puerto Rico / United Kingdom / Germany / United States / Singapore / /
Currency
USD / /
Event
Name Change / Reorganization / Security Buyback / Bankruptcy / M&A / Company Expansion / General or Shareholder Meeting / Business Partnership / /
IndustryTerm
advisory services / rated subsidiary / Internet technology service / project finance / quality consumer credit products / real estate loan products / consolidated subsidiaries / majority-owned subsidiary / certain other subsidiaries / electronic commerce businesses / insurance / retail securities / natural gas / similar products / liability management / risk management / structured products / insurance products / defined contribution plan services / related energy products / redundant processing systems / credit management / investment banking / on-line securities services / real estate / certain derivative products / financial advisory / crude oil / insurance agency subsidiaries / account services / financial services / insurance carriers / local law / minority equity / investment products / bill payment services / financial advisory services / Private banking services / reserve/inventory management / analytical products / transaction services / certain subsidiaries / savings products / oil products / fiduciary services / investment advisory services / corporate finance advisory activities / brokerage services / real-time securities / securities services / asset management advice and services / investment services / electricity power marketer / asset management / large and diversified / financial planning services / Finance plc / equity index products / cash access network / asset management products / prime brokerage / investment consulting services / investment banking activities / electricity / direct and indirect subsidiaries / derivative products / bank subsidiary / diverse / portfolio reporting services / capital-intensive investment banking / equity financing services / broker-dealer subsidiaries / /
MarketIndex
S&P 500 / Nikkei 225 / DJ Euro Stoxx 50 / Dow 30 / /
Organization
Securities and Futures Authority / Government National Mortgage Association / Financial Accounting Standards Board / Commodity Futures Trading Commission / International Monetary Market division / U.S. government / Securities and Futures Commission / German government / SECURITIES AND EXCHANGE COMMISSION WASHINGTON / D.C. / Federal Banking Supervisory Authority / Federal Reserve Bank of New York / American Stock Exchange New York Stock Exchange New York Stock Exchange New York Stock Exchange Each Capital Unit / US Federal Reserve / Japanese government / European Union / Deutsche Bundesbank / National Association of Securities Dealers / Securities and Exchange Commission / French / Italian and U.K. government / National Futures Association / Japanese Securities Dealers Association / Bank of Japan / Ministry of Finance / Federal National Mortgage Association / Department of the Treasury / Municipal Securities Rulemaking Board / International Swaps and Derivatives Association / Monetary Authority of Singapore / I.R.S. / Federal Reserve Board / Federal Deposit Insurance Corporation / Federal Supervisory Authority for Securities Trading / / /
Position
leading dealer / financial advisor / unaffiliated investment advisors / leading underwriter / trustee / broker-dealer / financial advisors / professional financial advisors / active dealer / dealer / general financial integrity / general partner / Advisors / full-service retail broker-dealer / BUSINESS A. GENERAL / underwriter / financial advisor sales organization / PWM financial advisors / /
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C[removed]FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934