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Financial system / Financial Industry Regulatory Authority / Securities regulation in the United States / Trade Reporting And Compliance Engine / U.S. Securities and Exchange Commission / Securities research / Registered representative / World Group Securities / Municipal Securities Rulemaking Board / United States securities law / Business / Financial economics
Date: 2015-04-06 23:17:30
Financial system
Financial Industry Regulatory Authority
Securities regulation in the United States
Trade Reporting And Compliance Engine
U.S. Securities and Exchange Commission
Securities research
Registered representative
World Group Securities
Municipal Securities Rulemaking Board
United States securities law
Business
Financial economics

Disciplinary and Other FINRA Actions Firm Suspended, Individual Sanctioned Aura Financial Services, Inc (CRD® #42822, Birmingham, Alabama) and Timothy Michael Gautney (CRD #[removed], Registered Principal, Birmingham, Ala

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