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Company
Seton Securities Group Inc. / Network 1 Financial Securities Inc. / Red Bank / Coburn & Meredith Inc. / Mark Boyar & Company Inc. / Barrett & Company / Firms Fined Assent LLC / AAFs / Individual Sanctioned Aura Financial Services Inc / UIT / Esposito Securities LLC / National Financial Services LLC / UBS Securities LLC / Tocqueville Securities L.P. / CastleOak Securities LP / OFG Financial Services Inc. / Bala Cynwyd / UBS Financial Services Inc. / Stifel Nicolaus & Company Incorporated / Olympus Securities LLC / Kildare Capital Inc. / Citadel Securities LLC / AMEX / Individuals Sanctioned Biremis Corp. / Ryan Beck & Co. / Penson Financial Services Inc. / Collins Stewart LLC / Sanford C. Bernstein & Co LLC / /