UBS AG / CEFs / HCM / SERVICES INC. / CEF / Wealth Management Advisor Group / UBS Financial Services Inc. / UBS Trust Company / El Vocero / Puerto Rico Investor / UBS PR / /
Country
Switzerland / Puerto Rico / United States / /
Currency
pence / USD / /
Event
M&A / Person Communication and Meetings / Security Buyback / Reorganization / Funding / Second Stock Issuance / /
IndustryTerm
retail brokerage assets / unsophisticated retail clients / retail investors / daily newspaper / head trader / retail customer base / retail customers / similar type products / /
Organization
Puerto Rico AAA Portfolio Target Maturity Fund / Group Management Board / Tax-Free Puerto Rico Target Maturity Fund / Maturity Fund / Risk Control Committee / Securities and Exchange Commission / Puerto Rico GNMA & U.S. Gov. Target Maturity Fund / Risk Committee / petitioning the independent board / /
Position
custodian / manager / Risk Officer / Chief Risk Officer / head trader / branch office manager / underwriter / secondary market dealer / Head / senior executive / broker-dealer / CEO / financial advisors / managing director / executive / investment adviser / Head of Capital Markets / administrator / dominant dealer / /
UBS Financial Services Inc. of Puerto Rico