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Microsoft Word - Nikko AM NZ Prospectus - 25 May 2015 Final.docx
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Document Date: 2015-06-19 00:57:40


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File Size: 1,91 MB

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City

Tokyo / Auckland / Wellington / New York / London / /

Company

Mercer Investment Consulting / Principal Global Investors (Australia) Limited / P. Morgan MultiStrategy Fund II Ltd / Prospectus Nikko Asset Management New Zealand Limited / Royal & SunAlliance Asset Management / Nikko Asset Management Co. Limited / JP Morgan Alternative Asset Management Inc / Merrill Lynch Investment Managers Japan / Merrill Lynch and Co. / Nikko AM Income Fund / Schroders / AM Concentrated Equity Fund / Goldman Sachs Asset Management Australia Pty Limited / Sumitomo Mitsui Trust Bank Limited / Nikko Asset Management New Zealand Limited. / AM Core Equity Fund / Directors of Nikko Asset Management New Zealand Limited / Sumitomo Group / BGI Japan Trust & Banking Co. Ltd. / Sumitomo Mitsui Trust Holdings Inc / Epoch Investment Partners Inc / Davis Selected Advisors L.P. / JP Morgan Multi Strategy Fund II Ltd / Barclays Asset Management Ltd. / JP Morgan Group / Barclays Plc / Nikko AM Limited / AM NZ Corporate Bond Fund / ANZ Institutional Bank / ANZ Investments / Tyndall Investment Management New Zealand Limited / Fortis Investments / GOVERNANCE AND MANAGEMENT / /

Continent

Europe / Asia / /

Country

Cayman Islands / Japan / Australia / United Kingdom / New Zealand / Ireland / /

Currency

USD / /

Event

Name Change / Employment Change / Funding / /

Facility

University of Canterbury / Institute of Finance Professionals / Temple University / University of Auckland / University of Nottingham / New Zealand Institute of Chartered Accountants / The University of Florida / /

IndustryTerm

transportation / owned subsidiary / finance industry / investment management services / energy / bank / telecommunications / media sectors / healthcare / asset management / /

Organization

Corporate Bond Fund / New Zealand Institute of Chartered Accountants / Property Fund / Investment Subcommittee / Financial Markets Authority / Nikko AM NZ Bond Fund / Nikko AM Wholesale Multi-Strategy Fund / Supervisor Public Trust / Global Investment Performance Standards Council / Nikko AM NZ Cash Fund / University of Canterbury / Unit Price Each Unit / Global Bond Fund / Institute of Finance Professionals / Ordinary Fund / Nikko AM Global Equity Hedged Fund / Temple University / New Zealand Society of Actuaries / Nikko AM Multi-Strategy Fund / Any Agent Authority / University of Nottingham / Nikko AM Global Equity Unhedged Fund / Nikko AM Australasian Small Companies Fund / University of Florida / University of Auckland / Price Each Unit / Stanford / /

Person

James Lindsay James / Peter Boughton Lynn Peter / Anthony William Harland Anthony / Michael Sherrock Michael / David / David was / Domestic Equities Stuart Williams Stuart / Michael De Cesare Michael / /

Position

Multi-Manager / President / Chartered Accountant / Auditor / Trustee / global investment manager / Head / Analyst in the domestic equity team / Chartered Financial Analyst / financial markets dealer / Corporate Trustee / Australasian Equity Analyst / investment manager / CEO / Registrar of Financial Service Providers / Manager of the Funds / Director effective 1 March / representative / Research Analyst in the domestic equities team / Trustee and Custodian / Portfolio Manager / Director the Managing / Manager in April / Manager / Director and Executive Chairman / specialist / active investment manager / head of the Wealth Management business / Chief Operating Officer / actuary / Manager in May / Chairman / Equity Analyst / Director / Head of Strategy / Head of Equities / Accountant / member / Financial Analyst / /

ProvinceOrState

Florida / /

RadioStation

8 Nikko AM / Core / Nikko AM / /

SocialTag