Back to Results
First PageMeta Content
Finance / Contract for difference / Exempt market dealer / Canadian securities regulation / Derivative / Securities Act / Security / Securities regulation in the United States / First Prudential Markets / Financial economics / Stock market / Investment


Staff NoticeOfferings of Contracts for Difference and foreign exchange contracts to investors in Ontario
Add to Reading List

Document Date: 2015-02-06 00:26:48

Open Document

File Size: 71,13 KB

Share Result on Facebook

Company

Universal Settlements International Inc. / Market Regulation Yves Cloutier Trading / CFD / Derivatives Specialist Tel / /

Country

Canada / /

/

Facility

Supreme Court / /

/

IndustryTerm

case law / derivative product / possible buyer / derivative products / retail investor / internet platforms / similar products / certain over-the-counter derivative products / discount brokerage / securities law / exemption applications / retail investors / /

NaturalFeature

Pacific Coast / /

Organization

Ontario Securities Commission / Ministry of Government Services of Ontario / National Science Foundation / Supreme Court / British Columbia Securities Commission / General Counsel’s Office / Ministry of Government Services / CSA / Australian Securities and Investments Commission / Investment Industry Regulatory Organization of Canada / Canadian Securities Commission / CFA Advisory Committee / /

Person

Paul Moore / Harold Hands / Wendell Wigle / Barb Fydell / Darren McKall / Neil Guthrie / Paul Hayward / /

/

Position

Counsel / Assistant Manager Tel / Governor / exempt market dealer / dealer and adviser / investment dealer / registered dealer / Registration Requirement General / dealer / adviser / appropriately registered dealer / broker /dealer / Vice-Chair / /

ProvinceOrState

Ontario / /

URL

http /

SocialTag