![73rd United States Congress / United States Securities and Exchange Commission / Investment / 76th United States Congress / Investment Advisers Act / U.S. Securities and Exchange Commission / Prudential Financial / Financial adviser / Securities Exchange Act / United States securities law / Financial economics / Finance 73rd United States Congress / United States Securities and Exchange Commission / Investment / 76th United States Congress / Investment Advisers Act / U.S. Securities and Exchange Commission / Prudential Financial / Financial adviser / Securities Exchange Act / United States securities law / Financial economics / Finance](https://www.pdfsearch.io/img/4530f16fdffb3f0ec049b6f5cc09f77f.jpg)
| Document Date: 2010-03-15 17:58:19 Open Document File Size: 37,71 KBShare Result on Facebook
City Newburyport / Boston / / Company Wachovia Securities LLC / Prudential Financial Inc. / New York Stock Exchange / Wachovia Corporation / Prudential Securities Inc. / / Country United States / / Event Judicial Event / Business Partnership / M&A / / Facility United States District Court / / IndustryTerm insurance brokers / broker-dealer subsidiary / / Organization United States District Court for the District of Massachusetts / Securities and Exchange Commission / / Person Martin J. Druffner / JOHN S. PEFFER / / Position Jonathan G. Katz Secretary / registered representative at a branch office / broker / investment adviser / broker / dealer / representative / dealer / uniform investment adviser / / ProvinceOrState Massachusetts / /
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