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Document Date: 2015-01-12 18:18:08


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City

Zurich / /

Company

Clean Edge Inc. / Standard & Poor / First Trust Exchange-Traded Funds Exchange-Traded Funds / Construction Index Fund / Fund First Trust / STOXX Limited / First Trust ISE Global Copper Index Fund / First Trust ISE Global Platinum Index Fund / First Trust ISE Global Wind Energy Index Fund / 3First Trust / First Trust ISE Water Index Fund / P REIT Index Fund / First Trust Advisors L.P. / International Securities Exchange / S&P REIT Index Fund / Dow Jones / Markets Real Estate Index Fund / The NASDAQ OMX Group Inc. / First Trust ISE Global Engineering / SPFS / Chicago Board Options Exchange Incorporated / London Stock Exchange Plc / Consumer Electronics Association / First Trust ISE Chindia Index Fund / CME Group Index Services LLC / Tail Hedge Fund / S&P Dow Jones Indices LLC / First Trust Portfolios L.P. / ETF First Trust / Morningstar Inc. / Poor’s Financial Services LLC / Cap Fixed Income Funds First Trust Emerging / FTSE International Limited / the Financial Times Limited / Value Line / Dow Jones Trademark Holdings LLC / NYSE Group Inc. / First Trust ISE-Revere Natural Gas Index Fund / Managed International / First Trust ISE Cloud Computing Index Fund / First Trust BICK Index Fund / IPOX / Contact First Trust Portfolios L.P. / /

Country

Switzerland / United States / /

Event

Company Expansion / Dividend Issuance / Patent Issuance / IPO / /

IndustryTerm

Internet Index Fund / commodity pool operator / Internet IndexSM / /

MarketIndex

S&P 500 / ISE-Revere Natural Gas / NASDAQ 100 / S&P REIT / NASDAQ CEA Smartphone / CBOE VIX Tail Hedge / Dow Jones Global Select Dividend Index Fund First Trust Morningstar Dividend Leaders / IPO / REIT / ISE Water / NASDAQ Rising Dividend Achievers ETF First Trust NASDAQ Technology Dividend / ISE Global Engineering and Construction / CME Group / ISE and of the / BICK / NASDAQ® ABA Community Bank / NYSE Arca Biotechnology / NASDAQ International Multi-Asset Diversified Income / NASDAQ US Rising Dividend Achievers / NASDAQ Global Auto / Capital Strength / S&P Dow Jones / ISE Global Copper / FUND OR THE CAPITAL STRENGTH / ISE Chindia / FTSE EPRA/NAREIT Developed Markets Real Estate / ISE Global Wind Energy / Dow Jones Internet / ISE Global Platinum / CBOE Volatility / ISE Cloud Computing / FTSE EPRA/NAREIT Developed / Dow 30 / /

Organization

American Bankers Association / Federal Trade Commission / Reserve Bank of Australia / First Trust Morningstar Managed Futures Strategy Fund / European Public Real Estate Association / NASDAQ OMX and Consumer Electronics Association / National Futures Association / Consumer Electronics Association / National Association of Real Estate Investment Trusts / United States Patent and Trademark Office / FDIC / /

Person

Dorsey Wright / /

/

Position

sub-advisor / Industrials/Producer / investment advisor / operator and commodity trading advisor / adviser / /

Product

Japan AlphaDEX / Edge / NASDAQ CEA Smartphone / Dividend IndexSM / Financials AlphaDEX / Switzerland AlphaDEX / MicroCap IndexSM / Taiwan AlphaDEX / /

Region

South Korea / /

Technology

100 Technology / Biotechnology / Smartphone / FDM / /

URL

www.ipoxschuster.com / www.ftportfolios.com / /

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