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Financial regulation / Finance / Stock market / 73rd United States Congress / 76th United States Congress / Rule 144A / Qualified institutional buyer / Securities Act / Qualified institutional placement / United States Securities and Exchange Commission / United States securities law / Financial economics


Issue Brief: Rule 144A Securities
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Document Date: 2014-08-03 11:23:49

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City

Cali / /

Company

Business Investment Company / Alaska’s Fund / Alaska Sovereign Wealth Fund / Rule 144A Securities / Rule 144A / Internal Revenue Code / Florida Bay Times / /

Country

United States / /

Currency

USD / /

Event

Second Stock Issuance / /

Facility

Salmon P. Chase College of Law / CapITOl mall / Supreme Court / Northern Kentucky University / /

IndustryTerm

qualified institutional buyers / insurance / oil royal ties / allowable buyer / oil royalties / foreign bank / bank / qualified institution al buyer / qualified institutional buyer / /

Organization

National Association of Securi / Supreme Court / Northern Kentucky University / SBA’s LGIP / Congress / Chase College of Law / Florida State Board of Administration / G. Any / Securities and Exchange Commission / U.S. Small Business Administration / Florida State Board of Adminis / /

Person

Ernst V. Hochfelder / William K. Sjostrom / Jr. / Lloyd S. Harmetz / /

/

Position

attorney / guard / same investment adviser / Professor of Law / registered dealer / H. Any investment adviser / trustee / TReasUReR / same adviser / dealer / adviser / /

ProvinceOrState

Alaska / California / Massachusetts / /

Region

Northern Kentucky / /

Technology

XML / pdf / http / /

URL

www.sec.gov / www.gpo.gov/fdsys/pkg/CFR-2003-title12-vol3/xml/CFR-2003-title12-vol3- / www.law.cornell.edu/cfr/text/17/230.144A / http /

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