Thomson Financial / North American Securities Administrators Association Inc. / Transactions Involving Limited / Securities Data Corporation / /
Country
United States / /
Currency
USD / / /
Facility
Cambridge Innovation Center / Investment Company Institute / /
Holiday
Commonwealth Day / /
IndustryTerm
printing / qualified institutional buyers / Internet comment form / advertising materials / Internet website / /
Organization
Managed Funds Association / Division of Investment Management / Ohio Division of Securities / North American Securities Administrators Association / Investment Company Institute / office of Investment Adviser Regulation / Consumer Federation of America / Division of Corporation Finance / Securities and Exchange Commission / office of the Secretary / National Small Business Association / RULE 144A OFFERINGS AGENCY / Cambridge Innovation Center / Massachusetts Securities Division / American Federation of Labor - Congress of Industrial Organizations / /
Person
Regulation / Elizabeth M. Murphy / Ilan Moscovitz / Action / See Vlad Ivanov / Holly HunterCeci / John Maxfield / Alpa Patel / Scott Bauguess / Charles Kwon / Ted Yu / / /
Position
Counsel / Governor / purchaser representative / official business days / Chief Counsel / Attorney-Adviser / Private Funds Branch / registered broker-dealer / Senior Special Counsel / General / commentator / dealer / underwriter / Secretary / Special Counsel / Alternatives F. General / /
Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144a Offerings