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Page 73 of 79 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. ***** Text of Proposed New FINRA Rule
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Document Date: 2009-12-17 11:15:47
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File Size: 37,25 KB
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Currency
USD /
/
IndustryTerm
supervisory systems /
/
Organization
NASD /
U.S. Securities and Exchange Commission /
FINRA /
/
Person
Exception /
/
Position
dealer /
broker-dealer /
/
SocialTag
Financial markets
Finance
Order
Futures contract
Regulation NMS
Market maker
Financial Industry Regulatory Authority
Manning rule
Central limit order book
Financial economics