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U.S. Securities and Exchange Commission / Business / Financial regulation / Security / Securities Exchange Act / Securities market / Radio Televizija Republike Srpske / Financial system / Self-regulatory organizations / Municipal Securities Rulemaking Board / United States securities law


SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]March 8, 2013 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Pr
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Document Date: 2013-03-11 15:04:12

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File Size: 59,33 KB

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Company

National Securities Clearing Corporation / /

Event

Reorganization / /

Facility

MSRB’s facility / /

IndustryTerm

Web account management / similar systems / submission services / web users / Web Access / market transparency submission services / Web user accounts / /

Organization

D2 Service Bureau / I. Self-Regulatory Organization / Securities and Exchange Commission / Self-Regulatory Organization / NASD / Municipal Securities Rulemaking Board / /

Person

Symbol / /

Position

executive officer / broker and non-broker / dealer / broker / 9Assigned Effecting Broker / General Information Section A1 / Dealer Relationships / /

URL

www.msrb.org / www.msrb.org/Rules-and-Interpretations/SEC-Filings/2013-Filings.aspx / /

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