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ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: *
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Document Date: 2013-11-05 15:01:35

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City

Rockville / /

Company

Friedman 33 / Entity Management LLC / TD Ameritrade / A.L. / /

Currency

USD / /

IndustryTerm

investment advisory services / advisory services / telephone discussions / portfolio management services / /

Organization

Law office of Greg S. Friedman Securities Docket / office of the Maryland / /

Person

Greg S. Friedman / S. Friedman / /

Position

attorney / Maryland Securities Commissioner / investment adviser representative / LAW The Commissioner / Commissioner / investment adviser / consultant / Attorney General / unregistered investment adviser / unregistered investment adviser representative / adviser / ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF / /

Product

Order / /

ProvinceOrState

Maryland / /

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