Regulatory Risk Managing collateralised trading. Enabling regulatory compliance. Following the financial crisis and exasperated by head-lined breaches of compliance, regulated firms are now subject to a plethora of regu - Regulatory Technology - Document - PDFSEARCH.IO

First Page	Meta Content
	Regulatory Risk Managing collateralised trading. Enabling regulatory compliance. Following the financial crisis and exasperated by head-lined breaches of compliance, regulated firms are now subject to a plethora of regu Add to Reading List Document Date: 2015-03-06 05:24:25 Open Document File Size: 952,02 KB Share Result on Facebook City Tokyo / Shanghai / Atlanta / Cape Town / Miami / London / Mumbai / / Company Lombard Risk / / Country United States / Canada / United Kingdom / Singapore / Luxembourg / / / IndustryTerm dispute management / web-based compliance / collateral management / software solution suite / screen technology / regulatory solution / timely processing / insurance firms / integrated collateral management / web-based solution / regulatory compliance solution / consolidated solution / post trade solutions / / Organization US Federal Reserve / FSA / / Position reassessment Archived audit data Executive / Executive / auditor / scheduler / REG-Reporter / REPORTER / Superintendent of Financial Institutions / EMIR / senior manager / / Product iPad / / ProvinceOrState New Jersey / New York / / Region Asia Pacific / / Technology screen technology / / URL www.lombardrisk.com / / SocialTag Business Internal audit Dodd–Frank Wall Street Reform and Consumer Protection Act Regulatory compliance Audit Compliance requirements Compliance 360 Information technology audit process Auditing Accountancy

Regulatory Risk Managing collateralised trading. Enabling regulatory compliance. Following the financial crisis and exasperated by head-lined breaches of compliance, regulated firms are now subject to a plethora of reguAdd to Reading List