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Financial system / Securities Investor Protection Corporation / Broker-dealer / Pershing LLC / Financial Industry Regulatory Authority / Financial economics / Finance / Investment


Microsoft Word - SEC 20rule 03 Feb 11.doc
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City

Highway Holbrook / /

Company

American Portfolios Financial Services Inc. / Pershing LLC / FINRA & SIPC American Portfolios Financial Services Inc. / /

Event

Business Partnership / /

Facility

Veteran Memorial / /

Organization

U.S. Securities and Exchange Commission / FINRA / /

ProvinceOrState

New York / /

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