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FUND SERVICES BUSINESS ON-SITE EXAMINATION PROGRAMME 2012 SUMMARY FINDINGS DOCUMENT OVERVIEW 1 2
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Document Date: 2014-04-17 11:33:30

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File Size: 433,91 KB

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City

CMP / /

Company

Certified Funds / 10 Collective Investment Funds / Fund Services Business / Jersey Certified Funds / /

Country

United Kingdom / /

/

IndustryTerm

as well as fund services / Internal systems / employment law / Risk management systems / /

Organization

Corporate Governance Board / Jersey Financial Services Commission / Governance Board / /

Person

Bruce Horwood / /

/

Position

Investment Manager / Manager of a Managed Entity / Manager / Investment Advisor / /

PublishedMedium

the Investment Advisor / /

RadioStation

5.19 With / /

Technology

service level agreement / CMP / /

SocialTag