Trent Tucker / Wachovia Securities LLC / First Union Securities Inc. / Southwest Securities Inc. / Everen Securities / Schiff Hardin LLP / Montoya / Padilla & Associates / Federal Home Loan Mortgage Corporation / Federal Home Loan / Riordan / taping Montoya / /
Currency
USD / /
Event
M&A / Person Communication and Meetings / Name Change / Judicial Event / /
Facility
bar Respondent / Bennigan's restaurant / /
IndustryTerm
forensic accounting expert / law enforcement authorities / gas station / bank accounts / /
Organization
U.S. Government / U.S. Securities and Exchange Commission / New Mexico State Treasurer's Office / SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / Federal Reserve Bank of New York / US Federal Reserve / U.S. Attorney's Office / Democratic Party / State Board of Finance / Federal Bureau of Investigation / Federal National Mortgage Association / Division of Enforcement / /
Person
Guy P. Riordan / L. Tucker / David Abbey / Nancy J. Gegenheimer / I. Guy P. Riordan / Robert J. Gorence / Leo Sandoval / Allison H. Lee / Ethan H. Cohen / Michael K. Wolensky / Elizabeth E. Krupa / Ron Beserra / Timothy M. Padilla / Tammy A. Bouchelle / Robert Sanchez / Aguilar / Michael Montoya / Mark McGuire / /
PoliticalEvent
Democratic primary / /
Position
Chief Investment Officer / broker / reporting dealer / Chief Investment / registered broker-dealer / The law judge / treasurer / THE COMMISSION BROKER-DEALER / Deputy Treasurer / dealer / As Treasurer / administrative law judge / law judge / State Treasurer / Officer / registered representative / /
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES ACT OF 1933 Rel. No[removed]December 11, 2009