| Document Date: 2014-12-10 10:31:03
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City Ottawa / / Company IIROC / / Country Canada / / Event Employment Change / FDA Phase / / IndustryTerm web-based platform / / Organization Member Regulation Division / Member Regulation Investment Industry Regulatory Organization of Canada / Market Regulation Division / / Person Conduct Rulebook / Marsha Gerhart / Wendy Rudd / Paul Riccardi / Carmen Crépin / Richard Corner / Sandra Blake / Warren Funt / / Position Regional Vice Presidents / As Chief Member Policy Advisor / Part time Chief Financial Officer guidance We / Dealer / Vice President / Executive / / Product IIROC / / Technology CRM / /
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IIROC CLS Compliance Conference 2014 Toronto Paul Riccardi Senior Vice President, Member Regulation Investment Industry Regulatory Organization of Canada