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Money laundering / Internal control / Business software / Ethics / Compliance and ethics program / Governance / risk management / and compliance / Business / Auditing / Regulatory compliance


Business insight: June 2013 To address these four issues, firms must: Lombard Risk business and regulatory compliance experts explain:
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Document Date: 2015-03-06 05:24:08

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Company

J.P. Morgan International Bank / Merrill Lynch / UBS / Royal Bank of Scotland / Standard Chartered / Barclays / Lloyds Banking Group / Thomson Reuters / Wells Fargo / Citigroup / £8.65m Bank of Scotland / HSBC / Wegelin & Co / Mitsui Sumitomo Insurance Company Europe / Coutts & Company / Lloyds TSB / ING Bank NV / Prudential / /

Country

Switzerland / Cuba / United States / United Kingdom / /

Currency

USD / GBP / EUR / /

/

IndustryTerm

audit solution / credit card insurance / web-based compliance / bank / mortgage applications / payment protection insurance redress / anti-money laundering systems / appropriate software application / software solution / /

Organization

US Department of Justice / Swiss Financial Market Supervisory Authority / FSA / US Commodity Futures Trading Commission / New York court / Securities and Exchanges Commission / /

Person

Martin Currie / /

Position

Chairman / CEO and COO / executive chairman / director / asset manager / highrisk precipice bond Non-executive director / /

URL

www.lombardrisk.com / http /

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