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Stock market / Short selling / Financial regulation / ARCO / Standard Oil / United States securities law / Short / Rockne / Stock / Financial economics / Economics / Investment


Initial Decision-Private Proceedings
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Document Date: 2007-12-13 17:04:15


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File Size: 1,66 MB

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City

Spokane / York / New York / /

Company

Zavala-Riss Inc. / Arco Inc. / Elite Industries Inc. / Intrastate Associates Inc. / I. F. D. INC. / Appalachian Resources / Arco As / Silva Ventures / Arco Industries Inc. / D. Inc. / Big Nine / Israel Fund Distribution Inc. / A. Forman Inc. / William Inc. / F. D. Inc. / Dealers Inc. / Gallant / /

Currency

USD / /

Event

Funding / Person Communication and Meetings / M&A / Reorganization / Bankruptcy / Debt Financing / Name Change / /

Facility

Big Nine Mine / /

IndustryTerm

transportation / mining / /

Organization

New York Regional Office / Division of Trading and Markets / Exchange Commission of the Securities / Division of Enforcement / Securities and Exchange Commission / NASD / /

Person

August Act / Stephen Ostreich / Samuel Gallant / Wynne B. Stern / Jr. / Clay / Rockne / Andrew Wormser / Irving Schiller / Linda Meyer / David Greenberg / Manuel Posy / Milford ("Porath") Meyer / /

Position

attorney / counsel / president / broker / local attorney / president for the acquisition / company secretary / registered representative / dealer / assistant / Judge / secretary respectively / Administrative Law Judge / /

ProvinceOrState

Washington / Delaware / /

PublishedMedium

the National / /

SocialTag