Roel Campos

Results: 6



#Item
1Financial markets / Financial system / Finance / Corporate crime / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities regulation in the United States / Elisse B. Walter / Financial regulation / Self-regulatory organizations / Financial economics / United States securities law

Recent Speaker Programs The Flash Crash of 2010: What Happened? Greg Berman, Senior Adviser to the Director of Trading and Markets United, SEC Rewriting the Rules for Corporate Boardrooms Roel Campos, Former Commissioner

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Source URL: www.law.edu

Language: English - Date: 2011-08-30 14:12:08
2Corporate governance / United States corporate law / United States securities law / Finance / Public administration / Sarbanes–Oxley Act / Public Company Accounting Oversight Board / Roel Campos / Public company / Accountancy / Business / Auditing

23rd ANNUAL SEC GOVERNMENT-BUSINESS FORUM ON SMALL BUSINESS CAPITAL FORMATION

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Source URL: www.sec.gov

Language: English - Date: 2004-12-13 16:35:05
3Financial markets / Government / Business / Finance / Harvey Pitt / Public Company Accounting Oversight Board / Annette Nazareth / U.S. Securities and Exchange Commission / Roel Campos

INTRODUCTION The U.S. Securities and Exchange Commission (SEC) is a civil law enforcement agency. Since its creation in 1934, the SEC’s mission has been to administer and enforce the federal securities laws in order to

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Source URL: www.sec.gov

Language: English - Date: 2003-01-31 09:47:10
4Financial services / Institutional investors / United States securities law / Collective investment schemes / Hedge fund / Sarbanes–Oxley Act / Rulemaking / Mutual Fund Directors Forum / Mutual fund / Financial economics / Investment / Finance

Concurring Views of Commissioner Roel C. Campos at Open Commission Meeting

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Source URL: www.sec.gov

Language: English - Date: 2005-07-01 14:30:55
5Financial markets / Government / Business / Finance / Harvey Pitt / Public Company Accounting Oversight Board / Annette Nazareth / U.S. Securities and Exchange Commission / Roel Campos

INTRODUCTION The U.S. Securities and Exchange Commission (SEC) is a civil law enforcement agency. Since its creation in 1934, the SEC’s mission has been to administer and enforce the federal securities laws in order to

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Source URL: www.sec.gov

Language: English - Date: 2003-01-31 09:49:31
6Securities regulation in the United States / Goldschmid / Government / United States / Harvey Goldschmid / U.S. Securities and Exchange Commission / Roel Campos

PDF Document

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Source URL: www.sec.gov

Language: English - Date: 2004-07-14 16:58:19
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