Vancouver / Englewood / Denver / Delta / Port Moody / Littleton / /
Company
Trico Trust / Unregistered Stock / Cohig & Associates Inc. / Pacific Well Trust / Celestine Asset Management / Ernst & Young LLP / Imhoff Clearing Corporation / Oriental New Investments Ltd. / Madison Park Trust / Provincial Alliance Trust / Kaufmann / LE FOND MONDIAL D’INVESTISSEMENT S.A. / Millenium 2000 Trust / United Capital Securities Inc. / First Marathon Securities Inc. / Am B.V. / Blueline Trust / Orpac Portfolio Management Group / World Securities Corp. / EFS Caribbean Inc. / Indigo Crown Trust / Gelato Brats Inc. / World Gaming PLC / Murray Partners / Fiserv Correspondent Services Inc. / Stratus Council Trust / Rial Equity Group S.A. / LaSalle Investments Ltd. / Creative Sports Marketing Inc. / Pacific Rim Investments Inc. / R.B. Marich Inc. / Orienstar Ltd. Le / Starnet Communications International Inc. / SPENCER EDWARDS INC. / /
Country
Antigua / Netherlands / Vanuatu / Canada / United Kingdom / British Virgin Islands / Costa Rica / Wales / United States / Luxembourg / Spain / Ireland / /
Currency
USD / /
Event
Business Partnership / Earnings Announcement / Name Change / Company Stock Split / M&A / Judicial Event / /
Facility
Colorado State University / University of Manitoba / Manitoba Institute of Technology / Simon Fraser University / University of Colorado / University of Denver / /
Institute of Technology / National Association of Securities Dealers / Securities and Exchange Commission / Royal Canadian Mounted Police / University of Denver / University of Colorado / University of Manitoba / Colorado State University / UN Court / Division of Enforcement / OTC Bulletin Board / Simon Fraser University / /
Person
PAUL A. GILES / Thomas J. Krysa / Christopher H. Zacharias (Zacharias) / THOMAS A. KAUFMANN / Mark N. Dohlen (Dohlen) / John A. Carley (Carley) / Eugene C. Geiger (Geiger) / ALFRED PEEPER / EDWARD H. PRICE / Gordon D. Dihle / EUGENE C. GEIGER / ROY E. GOULD / MARK N. DOHLEN / Julie K. Lutz / Jeffrey J. Scott / James T. Kelly / David A. Zisser / Christopher B. Wells / Paul A. Giles (Giles) / JOHN A. CARLEY / Thomas D. Birge / Dennis Brovarone Dennis Brovarone (Brovarone) / CHRISTOPHER H. ZACHARIAS / Alfred Peeper (Peeper) / Robert T. McAllister / Carley Ex / Thomas A. Kaufmann (Kaufmann) / / /
Position
secretary / treasurer / and a director / broker and dealer / sales agent / president / broker / chief executive officer / trustee / secretary / president / chief executive officer / and chief compliance officer / president and a director / secretary / treasurer / and vice president of offshore operations / independent auditor / introducing broker / revenue producer / chief financial officer / attorney / counsel / corporate counsel / Administrative Law Judge / certified general accountant / consultant / introducing broker and dealer / unregistered broker / director / beneficial owner / registered representative / clearing broker / chairman of the board / /
ProvinceOrState
British Columbia / Colorado / Nevada / Manitoba / Delaware / /
JOHN A. CARLEY, MARK N. DOHLEN, EUGENE C. GEIGER, PAUL A. GILES, ROY E. GOULD, THOMAS A. KAUFMANN, ALFRED PEEPER, EDWARD H. PRICE, CHRISTOPHER H. ZACHARIAS, LE FOND MONDIAL D’INVESTISSEMENT S.A., and SPENCER EDWARDS, I